Michael J. Green
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Green, who also goes by Mike J Green, Mike Green, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2017 - August 26, 2019
J.W. COLE FINANCIAL, INC.
April 12, 2013 - October 11, 2017
NATIONAL PLANNING CORPORATION
January 17, 2007 - April 23, 2013
QUESTAR CAPITAL CORPORATION
June 28, 2006 - January 4, 2007
HSBC SECURITIES (USA) INC.
December 1, 2005 - May 31, 2006
CITIZENS SECURITIES, INC.
August 18, 2004 - December 1, 2005
CHARTER ONE SECURITIES, INC.
June 18, 1992 - August 20, 2004
METROPOLITAN LIFE INSURANCE COMPANY
June 18, 1992 - August 20, 2004
MSI FINANCIAL SERVICES, INC.
March 11, 1982 - March 7, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
February 21, 1982 - March 7, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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