Robin B. Mcnabb
Professional summary
Robin Bruce Mcnabb was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Robin is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Robin had worked at 6 firms, which includes CAMBRIDGE INVESTMENT RESEARCH INC., AMERICAN INVESTORS COMPANY, AMERICAN GENERAL SECURITIES INCORPORATED, CABOT-MEYERS FINANCIAL GROUP, EQUITY ENGINEERING INC., CALIFORNIA HARTLAND SECURITIES.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 1996 - October 14, 1997
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 12, 1990 - December 11, 1995
AMERICAN INVESTORS COMPANY
July 5, 1985 - February 20, 1990
AMERICAN GENERAL SECURITIES INCORPORATED
March 2, 1983 - July 29, 1985
CABOT-MEYERS FINANCIAL GROUP
August 30, 1982 - October 14, 1982
EQUITY ENGINEERING, INC.
March 22, 1982 - October 19, 1982
CALIFORNIA HARTLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CAMBRIDGE INVESTMENT RESEARCH, INC.
CRD#: 39543 / SEC#: , 8-48740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAMBRIDGE INVESTMENT GROUP, INC. | SHAREHOLDER/HOLDING COMPANY | |
| BELL, COLLEEN MCGUIRE | PRESIDENT INNOVATION AND EXPERIENCE; DIRECTOR | 5077188 |
| BOEN, RYAN | EVP, CHIEF FINANCIAL OFFICER/FINOP, PRINCIPAL OPERATIONS OFFICER | 7842316 |
| KUHLMAN, RICHARD HENRY | SVP, CHIEF LEGAL OFFICER | 7076563 |
| MILLER, SETH AARON | PRESIDENT ADVOCACY & ADMINISTRATION; GENERAL COUNSEL; DIRECTOR | 5495508 |
| ROBBINS, TAMMY ANN | EXECUTIVE VICE PRESIDENT/CHIEF BUSINESS DEVELOPMENT OFFICER | 3125668 |
| ROLLINS, EDDIE THOMAS | EXECUTIVE VICE PRESIDENT, MANAGING DIRECTOR - BRIDGEPORT | 1523500 |
| SHAFER, ANDREA LYNN | EVP, CHIEF SUPERVISION OFFICER | 5448499 |
| STONE, CARLA JEAN | FIRST VICE PRESIDENT, FINANCE/CHIEF ACCOUNTING OFFICER | 3193985 |
| TURNER, GREGORY WALTER | EVP, CONSULTING SERVICES | 3144311 |
| VEST, VALARIE KNOBLOCK | EVP, CHIEF EXPERIENCE OFFICER | 3074142 |
| VIVACQUA, JEFFREY FRANCIS | PRESIDENT GROWTH AND DEVELOPMENT; DIRECTOR | 2608892 |
| WEBBER, AMY LYNN | CEO, SECRETARY; DIRECTOR | 1812670 |
| YOUHN, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 1414691 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 4 |
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