Douglas A. Rivkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Alan Rivkin was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1982. Douglas had worked at 4 firms and has passed the Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 21, 2014 - December 31, 2020
SKYTOP ADVISORS, LLC
November 3, 1994 - December 31, 1994
WALL STREET ACCESS
January 20, 1989 - November 15, 1993
FIDELITY DISTRIBUTORS COMPANY LLC
January 7, 1982 - January 18, 1989
FIDELITY DISTRIBUTORS CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
SKYTOP ADVISORS, LLC
CRD#: 153636 / SEC#:
Contact information
Red Flags
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