Martin Katrein

PER STIRLING CAPITAL MANAGEMENT

Austin, TX 78746

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CRD#: 1016546

Professional summary

Martin Katrein JR, who also goes by Marty Katrein, is a registered financial advisor currently at PER STIRLING CAPITAL MANAGEMENT, LLC located in Austin, Texas.

Martin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Martin has worked at 11 firms and has passed the Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Marty Katrein

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Katrein JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2018 - Present

PER STIRLING CAPITAL MANAGEMENT, LLC

Office #1: 4800 Bee Caves Road, Austin, TX 78746

RIA

CRD#: 151671

Austin, TX

Past

February 13, 1997 - March 31, 2018

RETIREMENT CONSULTING SERVICES, INC.

RIA

CRD#: 114549

ADDISON, TX

Past

June 29, 1993 - October 2, 2006

RHODES SECURITIES, INC.

CRD#: 19610

ADDISON, TX

Past

June 30, 1992 - September 9, 1992

COMERICA SECURITIES

CRD#: 17079

DETROIT, MI

Past

April 3, 1992 - June 30, 1992

COMERICA BROKERS, INC.

CRD#: 17010

Past

October 26, 1990 - April 3, 1992

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

September 27, 1990 - October 26, 1990

MBANK CAPITAL MARKETS, INC.

CRD#: 22904

Past

December 7, 1988 - September 5, 1990

GRIFFIN FINANCIAL SERVICES

CRD#: 10823

Past

June 3, 1987 - December 16, 1988

LOWRY FINANCIAL SERVICES CORPORATION

CRD#: 7291

Past

May 11, 1983 - August 22, 1986

PTX SECURITIES, LLC

CRD#: 7735

Past

November 17, 1981 - April 29, 1983

A. G. EDWARDS & SONS, INC.

CRD#: 4

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PER STIRLING CAPITAL MANAGEMENT, LLC

PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC

CRD#: 151671 / SEC#: 801-70707

RIA

Registered Investment Advisory firm - (10/28/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/2/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/17/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/17/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/20/1989

General Securities Principal Examination

Current Firm

PER STIRLING CAPITAL MANAGEMENT, LLC

PER STIRLING | PER STIRLING PRIVATE WEALTH | PER STIRLING INVESTMENTS | PER STIRLING GROUP, LLC | PER STIRLING CAPITAL MANAGEMENT, LLC

CRD#: 151671 / SEC#: 801-70707

RIA

Registered Investment Advisory firm - (10/28/2009 Approved)

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Contact information

Main Address

4800 Bee Caves Road, Austin, TX 78746

Mailing Address

Phone number

(512) 628-2300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-03-28 PSCM FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	3,584
AUM (Assets Under Management)	$ 1,387,216,441

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Martin Katrein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Martin Katrein JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

RETIREMENT CONSULTING SERVICES, INC.

RHODES SECURITIES, INC.

COMERICA SECURITIES

COMERICA BROKERS, INC.

BANC ONE SECURITIES CORPORATION

MBANK CAPITAL MARKETS, INC.

GRIFFIN FINANCIAL SERVICES

LOWRY FINANCIAL SERVICES CORPORATION

PTX SECURITIES, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

PER STIRLING CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/17/1982

Series 7

Date: 10/17/1981

Series 24

Date: 3/20/1989

Current Firm

PER STIRLING CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PER STIRLING CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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