Mark D. Goldsmith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Dennis Goldsmith was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1982. Mark had worked at 13 firms and has passed the Series 63, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2002 - December 3, 2003
CROWN FINANCIAL GROUP, INC.
October 4, 2000 - December 7, 2001
ADOLPH KOMORSKY INVESTMENTS
September 15, 1998 - April 9, 2002
PAUL L. FORCHHEIMER & CO., INC.
April 13, 1998 - September 9, 1998
NORTHEAST SECURITIES, LLC
May 1, 1997 - July 14, 1998
BARBER & BRONSON INCORPORATED
November 30, 1995 - June 30, 1997
NORTHEAST SECURITIES, LLC
February 16, 1995 - November 20, 1995
COMMONWEALTH ASSOCIATES
March 4, 1991 - February 9, 1995
STUART, COLEMAN & CO., INC.
January 22, 1990 - March 1, 1991
JJC SECURITIES CO., INC.
November 4, 1989 - January 29, 1990
J. T. MORAN & CO., INC.
November 4, 1989 - January 29, 1990
HANIFEN, IMHOFF SECURITIES CORP.
May 27, 1988 - January 2, 1990
MOORE & SCHLEY, CAMERON & CO.
February 21, 1984 - October 18, 1988
PHILIPS, APPEL & WALDEN, INC.
October 19, 1982 - June 29, 1988
MULLER AND COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CROWN FINANCIAL GROUP, INC.
CRD#: 540 / SEC#: , 8-8381
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROWN FINANCIAL HOLDINGS, INC. (PUBLICLY REPORTING ENTITY UNDER SECTION 12 OF THE '34 ACT.) | SHAREHOLDER | |
| HOOBLER, JEFFREY MICHAEL | INTERIM PRESIDENT/CEO/CHIEF COMPLIANCE OFFICER | 1406028 |
| LEIGHTON, JOHN PATRICK | CHAIRMAN/CEO/PRESIDENT/DIRECTOR | 724359 |
| THORNTON, ROBERT SEAVEY | SENIOR VICE PRESIDENT/CFO/TREASURER/FINOP | 1188684 |
Disclosures
| Regulatory Event | 31 |
| Civil Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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