Frank L. Constantino
Professional summary
Frank Louis Constantino was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial professional and started their career in finance in 1983. Prior to being barred, Frank had worked at 10 firms, which includes SOVEREIGN-AMERICAN SECURITIES INC., COUCH & COMPANY INCORPORATED, PRIMEX, STRATEGIC ASSETS INC., BUTTONWOOD SECURITIES INC., KAVANAUGH SECURITIES INC., SHEEN FINANCIAL RESOURCES INC., OSAIC WEALTH INC., JOHN HANCOCK DISTRIBUTORS LLC, INTEGRATED RESOURCES EQUITY CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2002 - December 19, 2002
SOVEREIGN-AMERICAN SECURITIES, INC.
February 1, 1999 - April 17, 2000
COUCH & COMPANY, INCORPORATED
October 10, 1996 - July 15, 1997
PRIMEX
March 14, 1996 - September 10, 1996
STRATEGIC ASSETS INC.
May 20, 1992 - January 17, 1996
BUTTONWOOD SECURITIES, INC.
June 6, 1991 - May 27, 1992
KAVANAUGH SECURITIES, INC.
May 8, 1990 - May 6, 1991
SHEEN FINANCIAL RESOURCES, INC.
November 19, 1989 - May 8, 1990
OSAIC WEALTH, INC.
December 2, 1987 - June 12, 1990
JOHN HANCOCK DISTRIBUTORS LLC
September 16, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
SOVEREIGN-AMERICAN SECURITIES, INC.
CRD#: 21727 / SEC#: , 8-39203
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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