Michael F. Fahey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Francis Fahey was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 7 firms and has passed the Series 63, Series 7, Series 28, Series 14A and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2002 - October 7, 2013
G&L PARTNERS, INC.
January 18, 2002 - June 7, 2004
G&L PARTNERS, LLC
October 1, 2000 - July 31, 2001
G&L PARTNERS, LLC
August 21, 1997 - February 18, 1999
WSM HOLDINGS, L.L.C.
May 24, 1988 - May 7, 1992
LAIDLAW GLOBAL SECURITIES, INC.
March 8, 1988 - June 29, 1988
COMMERZBANK CAPITAL MARKETS CORP.
April 16, 1986 - February 19, 1988
CREDIT AGRICOLE SECURITIES (USA) INC.
July 7, 1982 - April 7, 1986
KUHNS BROTHERS & LAIDLAW, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 3/6/2000
Introducing Broker/Dealer Financial Operations Principal ExaminationSeries 14A
Date: 5/25/1994
Compliance Official Specialist ExamCurrent Firm
G&L PARTNERS, INC.
CRD#: 129605 / SEC#: , 8-66236
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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