William G. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Glen Gilbert, who also goes by Bill Gilbert, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1981. William had worked at 6 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 19, 2014 - December 3, 2015
FARMERS FIRST INSURANCE
April 2, 1994 - January 17, 1997
MORGAN STANLEY DW INC.
July 31, 1993 - April 12, 1994
CITIGROUP GLOBAL MARKETS INC.
May 14, 1988 - July 31, 1993
LEHMAN BROTHERS INC.
October 21, 1986 - May 14, 1988
E. F. HUTTON & COMPANY INC
November 17, 1981 - October 17, 1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 11/23/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
FARMERS FIRST INSURANCE
CRD#: 169685 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
