Keith L. Curnutt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Lloyd Curnutt was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 1981. Keith had worked at 8 firms and has passed the Series 65, Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2017 - September 8, 2020
SAPPHIRE WEALTH PLANNING LLC
June 26, 2014 - December 31, 2016
CHIEF ADVISORS CORP
May 9, 2012 - December 31, 2012
CHIEF ADVISORS CORP
February 27, 2012 - December 31, 2016
FIRST ASSET FINANCIAL INC.
September 3, 2010 - December 7, 2011
VOYA FINANCIAL ADVISORS, INC.
April 7, 2009 - May 14, 2010
NATIONAL PLANNING CORPORATION
October 27, 2008 - May 14, 2010
NATIONAL PLANNING CORPORATION
January 1, 2004 - November 4, 2008
VOYA FINANCIAL ADVISORS, INC.
January 1, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
March 4, 1991 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
November 12, 1981 - March 5, 1991
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAPPHIRE WEALTH PLANNING LLC
CRD#: 282779 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 161 |
| AUM (Assets Under Management) | $ 9,118,361 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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