Michael F. Antonelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Frederick Antonelli, who also goes by Mike Antonelli, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1982. Michael had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 15, 2007 - December 31, 2017
THE LEADERS GROUP, INC.
October 10, 2002 - June 8, 2007
TOWER SQUARE SECURITIES, INC.
June 24, 1996 - October 10, 2002
THE LEADERS GROUP, INC.
August 15, 1994 - October 8, 1996
ADVANTAGE CAPITAL CORPORATION
May 27, 1994 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
February 1, 1994 - May 20, 1994
SECURITIES AMERICA, INC.
February 25, 1993 - February 10, 1994
GROVE POINT INVESTMENTS, LLC
February 4, 1986 - April 16, 1991
MORGAN STANLEY DW INC.
January 5, 1984 - October 4, 1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 1983 - December 27, 1983
FINANCIAL CONSULTANTS, INC.
February 10, 1982 - July 20, 1983
METLIFE INVESTORS DISTRIBUTION COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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