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William Sedkey Saydein

CRD# 1016024·Registered 1982 - 2008
Barred: William Sedkey Saydein was barred by the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

William Sedkey Saydein was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1982 - 2008. William had worked at 6 firms and has passed the Series 63, Series 5, Series 7, Series 53, Series 24, Series 27 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

44 years in the financial services industry

Current & Past Employments

WS CLEARING, INC.·CRD# 28537
BD
Glendale, CA
August 16, 1993 - January 1, 2008
NATIONAL CLEARING CORP.·CRD# 14343
BD
Sherman Oaks, CA
July 8, 1991 - June 25, 1993
REYNOLDS KENDRICK STRATTON, INC.·CRD# 10414
BD
October 22, 1987 - May 27, 1993
JMC INVESTMENT SERVICES, INC.·CRD# 14376
BD
June 17, 1985 - March 5, 1987
CIBC WORLD MARKETS CORP.·CRD# 630
BD
June 29, 1984 - May 16, 1985
MORGAN, OLMSTEAD, KENNEDY & GARDNER INCORPORATED·CRD# 595
BD
August 26, 1982 - May 11, 1984

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Current Firm

WC
WS CLEARING, INC.

WEST-RIM SECURITIES, INC. | WS CLEARING, INC.

CRD#: 28537 / SEC#: 8-43807
BD
Cancelled by SEC on 08/12/2014

Contact Information

Established

California since 04/30/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1988About the Series 63 exam

Series 5 — Interest Rate Options Examination

Passed Jun 1983

Series 7 — General Securities Representative Examination

Passed Aug 1982About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 1990About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Oct 1990About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Jun 1989About the Series 27 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Mar 1985

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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WS
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