Andrew D. Steginsky
Professional summary
Andrew Dale Steginsky is a registered financial advisor currently at STEGINSKY CAPITAL LLC located in Port Washington, New York.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Andrew has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 5 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Dale Steginsky's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2002 - Present
STEGINSKY CAPITAL LLC
November 17, 1988 - April 20, 2000
SCHRODER & CO. INC.
October 25, 1981 - February 24, 1989
CIBC WORLD MARKETS CORP.
Primary Firm SEC Registration
STEGINSKY CAPITAL LLC
CRD#: 109617 / SEC#: 801-57377
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/21/2021)
(5/26/2010)
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationCurrent Firm
STEGINSKY CAPITAL LLC
CRD#: 109617 / SEC#: 801-57377
Contact information
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 210 |
| AUM (Assets Under Management) | $ 477,013,828 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 11/27/2024 | ||
| 10/09/2023 | ||
| 12/16/2022 |
Red Flags
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