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KD

Kenneth Peter Dorger

CIMA®
CRD# 1015535·Registered 1981 - 2025
Previously Registered: Being a previously registered professional could mean that Kenneth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kenneth Peter Dorger, CIMA® was a registered financial advisor. Kenneth was a previously registered financial professional and started their career in finance 1981 - 2025. Kenneth had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 28 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CIMA®
Certified Investment Management Analyst

Years of Experience

45 years in the financial services industry

Current & Past Employments

MARINER INSTITUTIONAL, LLC·CRD# 111964
RIA
Cincinnati, OH
June 17, 2024 - July 7, 2025
FOURTH STREET PERFORMANCE PARTNERS, INC.·CRD# 107339
RIA
Covington, KY
January 14, 2016 - June 4, 2024
FOURTH STREET PERFORMANCE PARTNERS, INC.·CRD# 107339
RIA
Cincinnati, OH
January 1, 2000 - December 31, 2007
FOURTH STREET FINANCIAL GROUP, INC.·CRD# 29704
BD
Cincinnati, OH
March 3, 1992 - January 26, 2015
J. D. SEIBERT & COMPANY, INC.·CRD# 7884
BD
Cincinnati, OH
December 11, 1991 - February 28, 1992
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 4, 1990 - December 7, 1991
PRESCOTT, BALL & TURBEN, INC.·CRD# 7656
BD
February 23, 1983 - September 4, 1990
J.J.B. HILLIARD, W.L. LYONS, LLC·CRD# 453
BD
November 17, 1981 - March 7, 1983

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Current Firm

MI
MARINER INSTITUTIONAL, LLC

ANDCO CONSULTING | THE BOGDAHN GROUP | MARINER INSTITUTIONAL, LLC | MARINER | BOGDAHN CONSULTING,LLC. | BOGDAHN CONSULTING, LLC. | ANDCO CONSULTING, LLC

CRD#: 111964 / SEC#: 801-58253
RIA
Registered Investment Advisory firm - SEC (1/10/2001 Approved)

Contact Information

Main Address

531 W Morse Blvd Suite 200, Winter Park, FL 32789

Phone Number

(844) 442-6326

# of Employees

148

SEC notice filing (19 States and Territories)

Registered to provide investment advisory services in 19 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MARINER INSTITUTIONAL FORM ADV 2A - JUNE 2026 (6/26/2026)

Regulatory Assets Under Management

Total Number of Accounts

59

AUM (Assets Under Management)

$2,822,300,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

D&H REAL ESTATE, LLC. IS A COMPANY THAT OWNS THE BUILDING IN WHICH MARINER INSTITUTIONAL, LLC OPERATES. Non-Investment related; 211 Garrard Street, Covington, KY 41011; Rental Property; Partner; Start date: 2006, Approximate number of hours/month devoted to business: 10 hrs/month; 0 hrs during trading hours; Duties: Paying property bills and maintenance

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MI
MARINER INSTITUTIONAL, LLC

ANDCO CONSULTING | THE BOGDAHN GROUP | MARINER INSTITUTIONAL, LLC | MARINER | BOGDAHN CONSULTING,LLC. | BOGDAHN CONSULTING, LLC. | ANDCO CONSULTING, LLC

CRD#: 111964 / SEC#: 801-58253
RIA
Registered Investment Advisory firm - SEC (1/10/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1981About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2015About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1981About the Series 7 exam

Series 28 — Introducing Broker/Dealer Financial Operations Principal Examination

Passed Feb 1992About the Series 28 exam

Series 24 — General Securities Principal Examination

Passed Jan 1992About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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