John E. Harris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John E Harris JR, CFP®, who also goes by John Edward Harris Jr, John Edward Harris, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1982. John had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1987
Experience
April 27, 2020 - June 8, 2021
KANU ASSET MANAGEMENT, LLC
September 12, 2014 - March 31, 2020
ROYAL FUND MANAGEMENT, LLC
December 17, 2004 - August 14, 2009
MSI FINANCIAL SERVICES, INC.
December 3, 2004 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 3, 2004 - August 14, 2009
MSI FINANCIAL SERVICES, INC.
January 1, 2000 - November 22, 2004
OSAIC FA, INC.
November 19, 1989 - December 7, 1989
OSAIC WEALTH, INC.
August 20, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
November 14, 1983 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
November 14, 1983 - November 22, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
November 14, 1983 - November 22, 2004
OSAIC FA, INC.
January 27, 1982 - August 29, 1984
JOHN HANCOCK DISTRIBUTORS LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
KANU ASSET MANAGEMENT, LLC
CRD#: 168070 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 201 |
| AUM (Assets Under Management) | $ 11,924,073 |
Red Flags
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