Jack Levithan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Levithan was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1982. Jack had worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 2012 - August 31, 2012
HORNOR, TOWNSEND & KENT, LLC
February 19, 2002 - March 27, 2012
HIMCO DISTRIBUTION SERVICES COMPANY
November 9, 2000 - January 31, 2002
PRUDENTIAL EQUITY GROUP, LLC
February 3, 2000 - October 3, 2000
EPLANNING SECURITIES, INC.
January 11, 1999 - February 7, 2000
SIGNATOR INVESTORS, INC.
June 30, 1994 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
June 30, 1992 - December 23, 1998
SIGNATOR INVESTORS, INC.
January 18, 1990 - June 30, 1992
EQUITY SERVICES, INC.
August 11, 1986 - December 31, 1989
GREEN HILL FINANCIAL SERVICE CORPORATION
December 13, 1983 - January 3, 1990
J. ROBBINS SECURITIES, INC.
July 13, 1982 - December 13, 1983
GREEN HILL FINANCIAL SERVICE CORPORATION
Primary Firm SEC Registration
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HORNOR, TOWNSEND & KENT, LLC
CRD#: 4031 / SEC#: 801-56151, 8-14715
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 1847 FINANCIAL LLC | SHAREHOLDER | |
| GUNZENHAUSER, RADFORD MICHAEL | FINOP | 7253452 |
| HUCKERBY, KEITH GORDON | MANAGER | 2641591 |
| MASON, ANN-MARIE | CHIEF LEGAL OFFICER AND SECRETARY | 7145020 |
| MULLER, NIKI LEE | PRINCIPAL OPERATIONS OFFICER | 7364066 |
| NAGENGAST, HEATHER JILL | PRESIDENT, MANAGER | 5300554 |
| O'MALLEY, DAVID MICHAEL | CHAIRMAN AND MANAGER | 4468593 |
| ROBINSON, VICTORIA MARIE | CHIEF COMPLIANCE OFFICER, MANAGER | 4556827 |
| WYANT, JUSTIN | MANAGER | 8146157 |
Regulatory assets under management
| Total Number of Accounts | 31,522 |
| AUM (Assets Under Management) | $ 7,753,847,039 |
Disclosures
| Regulatory Event | 11 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
