Henry C. Lowry
Professional summary
Henry Clay Lowry was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Henry is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Henry had worked at 9 firms, which includes WMA SECURITIES INC., UNITED SECURITIES ALLIANCE INC., LEGACY FINANCIAL SERVICES INC., SUNAMERICA SECURITIES INC., IFG NETWORK SECURITIES INC., TRANSAMERICA FINANCIAL ADVISORS LLC, WOODBURY FINANCIAL SERVICES INC., TOWER SQUARE SECURITIES INC., PW SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 1997 - August 10, 1998
WMA SECURITIES, INC.
May 22, 1996 - December 31, 1996
UNITED SECURITIES ALLIANCE, INC.
April 9, 1996 - May 14, 1996
LEGACY FINANCIAL SERVICES, INC.
April 3, 1995 - April 10, 1996
SUNAMERICA SECURITIES, INC.
April 22, 1994 - April 13, 1995
IFG NETWORK SECURITIES, INC.
April 27, 1993 - April 5, 1994
TRANSAMERICA FINANCIAL ADVISORS, LLC
May 17, 1991 - March 23, 1993
WOODBURY FINANCIAL SERVICES, INC.
February 19, 1988 - February 23, 1990
TOWER SQUARE SECURITIES, INC.
April 23, 1985 - December 31, 1987
PW SECURITIES, INC.
May 26, 1982 - April 16, 1985
WOODBURY FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WMA SECURITIES, INC.
CRD#: 32625 / SEC#: , 8-45728
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 6 |
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