Robert D. Soklin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert David Soklin was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1982. Robert had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2007 - September 3, 2015
P.J. ROBB VARIABLE, LLC
January 2, 2004 - October 31, 2007
THE LEADERS GROUP, INC.
June 25, 2001 - May 1, 2002
CAL FED INVESTMENTS
June 30, 2000 - October 4, 2001
FIMCO SECURITIES GROUP, INC.
February 16, 1999 - July 19, 1999
MML INVESTORS SERVICES, LLC
June 15, 1998 - December 1, 1998
W&S BROKERAGE SERVICES, INC.
February 18, 1998 - March 12, 1998
FISERV INVESTOR SERVICES, INC.
June 15, 1993 - February 18, 1998
AEGON USA SECURITIES INC.
September 3, 1982 - December 31, 1989
SIGNATOR INVESTORS, INC.
September 3, 1982 - November 12, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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