Paul J. Sherman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Jay Sherman was a registered financial advisor .
Paul is a previously registered financial advisor and started their career in finance in 2004. Paul had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 4, 2005 - September 22, 2011
CAP ADVISORS LLC
November 23, 2004 - August 24, 2005
OAKWOOD COUNSELORS INC
State Registrations and Notice Filings
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Exams
Current Firm
CAP ADVISORS LLC
CRD#: 108043 / SEC#: 801-58006
Contact information
Red Flags
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