Bardell T. Bailey

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CRD#: 10152

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Bardell Thompson Bailey was a registered financial professional .

Bardell is a previously registered financial professional and started their career in finance in 1972. Bardell had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 1 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 29, 2009 - December 4, 2015

STRATEGIC FINANCIAL PARTNERS, LTD

RIA

CRD#: 148858

PORTLAND, OR

Past

June 4, 2004 - December 9, 2009

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTLAND, OR

Past

June 4, 2004 - September 11, 2015

LPL FINANCIAL LLC

CRD#: 6413

PORTLAND, OR

Past

July 9, 2003 - June 18, 2004

WS GRIFFITH SECURITIES, INC.

RIA

CRD#: 10410

PORTLAND, OR

Past

February 1, 1988 - June 18, 2004

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Past

January 1, 1987 - December 21, 1987

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Past

May 5, 1983 - January 9, 1987

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

September 15, 1982 - May 17, 1983

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

Past

December 14, 1972 - December 22, 1987

HOME LIFE INSURANCE COMPANY

CRD#: 4184

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC FINANCIAL PARTNERS, LTD

CRD#: 148858 / SEC#: 801-77447

RIA

Registered Investment Advisory firm - (12/10/2012 Approved)

California

Registered Investment Advisory firm - (1/10/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/21/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/30/2012 Terminated)

Washington

Registered Investment Advisory firm - (3/22/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/9/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/9/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/11/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 1

Date: 12/8/1972

Registered Representative Examination

Current Firm

STRATEGIC FINANCIAL PARTNERS, LTD

CRD#: 148858 / SEC#: 801-77447

RIA

Registered Investment Advisory firm - (12/10/2012 Approved)

California

Registered Investment Advisory firm - (1/10/2013 Terminated)

Oregon

Registered Investment Advisory firm - (12/21/2012 Terminated)

Texas

Registered Investment Advisory firm - (11/30/2012 Terminated)

Washington

Registered Investment Advisory firm - (3/22/2013 Terminated)

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Contact information

Main Address

Bend, OR

Mailing Address

5454 River Road North #20190, Keizer, OR 97307

Phone number

(503) 467-7832

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SFP ADV PART 2A AND APPENDIX 1 WRAP BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	900
AUM (Assets Under Management)	$ 268,796,391

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bardell T. Bailey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WS GRIFFITH SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

WS GRIFFITH SECURITIES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

WS GRIFFITH SECURITIES, INC.

HOME LIFE INSURANCE COMPANY

Primary Firm SEC Registration

STRATEGIC FINANCIAL PARTNERS, LTD

State Registrations and Notice Filings

Exams

Series 66

Date: 6/9/2003

Series 63

Date: 10/9/1987

SIE

Date: 9/11/2015

Series 1

Date: 12/8/1972

Current Firm

STRATEGIC FINANCIAL PARTNERS, LTD

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC FINANCIAL PARTNERS, LTD

TRUST BUT VERIFY

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