Rebecca A. Buckley

STRATEGIC PORTFOLIO ADVISORS

Las Vegas, NV 89145

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CRD#: 1015137

Professional summary

Rebecca Ann Buckley, CFP® is a registered financial advisor currently at STRATEGIC PORTFOLIO ADVISORS located in Las Vegas, Nevada.

Rebecca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Rebecca has worked at 5 firms and has passed the Series 63, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Ann Buckley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

May 1, 2009 - Present

STRATEGIC PORTFOLIO ADVISORS

Office #1: 10161 Park Run Drive Suite 150, Las Vegas, NV 89145

RIA

CRD#: 132825

Las Vegas, NV

Past

May 1, 2009 - December 31, 2014

STRATEGIC PORTFOLIO ADVISORS

RIA

CRD#: 132825

LAS VEGAS, NV

Past

February 9, 2001 - May 20, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

LAS VEGAS, NV

Past

January 12, 2001 - May 20, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

LAS VEGAS, NV

Past

June 3, 1983 - January 16, 2001

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

February 5, 1982 - February 17, 1982

J DANIEL BELL & COMPANY, INC.

CRD#: 6615

Past

January 29, 1982 - June 15, 1983

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

December 14, 1981 - January 4, 1982

FIRST COLORADO INVESTMENTS & SECURITIES, INC.

CRD#: 6929

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(5/1/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/3/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 3

Date: 7/8/1989

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/21/1981

General Securities Representative Examination

Current Firm

STRATEGIC PORTFOLIO ADVISORS

FIDELITY FINANCIAL ADVISORS | THE RETIREMENT SOLUTIONS GROUP | STRATEGIC PORTFOLIO ADVISORS

CRD#: 132825 / SEC#: 801-80703

RIA

Registered Investment Advisory firm - (12/18/2015 Terminated)

California

Registered Investment Advisory firm - (8/31/2009 Terminated)

Nevada

Registered Investment Advisory firm - (6/15/2012 Approved)

Texas

Registered Investment Advisory firm - (5/22/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

10161 Park Run Drive Suite 150, Las Vegas, NV 89145

Mailing Address

Phone number

(702) 515-7445

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	90
AUM (Assets Under Management)	$ 97,422,223

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rebecca A. Buckley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Ann Buckley's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC PORTFOLIO ADVISORS

STRATEGIC PORTFOLIO ADVISORS

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

PRUDENTIAL EQUITY GROUP, LLC

J DANIEL BELL & COMPANY, INC.

UBS FINANCIAL SERVICES INC.

FIRST COLORADO INVESTMENTS & SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/3/1982

Series 3

Date: 7/8/1989

Series 7

Date: 11/21/1981

Current Firm

STRATEGIC PORTFOLIO ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STRATEGIC PORTFOLIO ADVISORS

TRUST BUT VERIFY

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