Richmond H. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richmond Harrison Hamilton JR was a registered financial professional .
Richmond is a previously registered financial professional and started their career in finance in 1981. Richmond had worked at 8 firms and has passed the Series 63, Series 3, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2001 - August 25, 2004
UHLMANN PRICE SECURITIES, LLC
March 6, 1992 - November 29, 1999
AVANTAX INVESTMENT SERVICES, INC.
February 11, 1992 - March 4, 1992
AVANTAX INVESTMENT SERVICES, INC.
January 30, 1989 - March 11, 1992
RCM SECURITIES
August 15, 1986 - December 22, 1986
DONALD & CO. SECURITIES INC.
October 18, 1985 - June 12, 1986
DREXEL BURNHAM LAMBERT INCORPORATED
January 2, 1984 - October 7, 1985
ADVEST, INC.
March 15, 1982 - January 3, 1984
CECIL, WALLER & STERLING, INC.
December 6, 1981 - April 14, 1982
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
UHLMANN PRICE SECURITIES, LLC
CRD#: 42854 / SEC#: , 8-50041
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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