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JC

John F. Crigler

GREAT POINT CAPITAL LLC
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 1014977
JC

Professional summary

John Fielding Crigler III, who also goes by John Fielding Crigler, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Chicago, Illinois.

John is registered as a RR (Registered Representative) and started their career in finance in 1981. John has worked at 10 firms and has passed the Series 65, Series 63, Series 82TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

John Fielding Crigler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY:Crigler & Crigler Insurance Services, Inc.; Non-Investment related; 110 OXFORD ST; IRVINE; CA; 92612; insurance brokerage; president; 1/1/1986; 40; 40; insurance sales and administration. NAME OF ENTITY: CRIGLER ASSET MANAGEMENT; Investment Related; 110 OXFORD ST,,IRVINE, CA, 92612, DBA for advisory services, started 09/2011, 20 hours/month - 10 during trading hours. NAME OF ENTITY:JOHN CRIGLER-RENTAL; Non-Investment; 110 OXFORD ST; IRVINE; CA; 92612; RENTING OUT ROOM; OWNER; 3/1/2018; 1; 0; RENTING ROOM AND COLLECTING RENT. NAME OF ENTITY: John Crigler-Song Writer; Non-investment; 110 OXFORD ST; IRVINE; CA; 92612; Selling Songs; Songwriter/Performer; 4/1/2013; 4; 0; singer and songwriter to sell his music. John Crigler is president of Project on Ethics and Art in Testimony, a Educational 501(c) 3. The address of Project on Ethics and Art in Testimony is 110 Oxford, Irvine, CA 92612. The start date is Jan 08, 2025. His duties will be administrative, and he plans to spend zero hours per month during normal trading hours and 4 hours per month outside of normal trading hours. This is not investment related.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Fielding Crigler III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 9, 2023 - Present

GREAT POINT CAPITAL LLC

Office #1: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606Office #2: 200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
BD
CRD#: 114203
Chicago, IL
Past

March 13, 2020 - February 12, 2025

JRL CAPITAL ADVISORS LLC

RIA
CRD#: 108162
NEWPORT BEACH, CA
Past

March 13, 2020 - May 1, 2023

JRL CAPITAL CORPORATION

BD
CRD#: 10225
IRVINE, CA
Past

February 11, 2006 - March 12, 2020

VOYA FINANCIAL ADVISORS, INC.

RIA
CRD#: 2882
IRVINE, CA
Past

November 3, 2005 - March 12, 2020

VOYA FINANCIAL ADVISORS, INC.

BD
CRD#: 2882
IRVINE, CA
Past

July 22, 1999 - November 1, 2005

CROWN CAPITAL SECURITIES, L.P.

BD
CRD#: 6312
ORANGE, CA
Past

March 31, 1999 - July 28, 1999

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

October 27, 1997 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

BD
CRD#: 6359
IRVINE, CA
Past

August 12, 1996 - October 22, 1997

UNITED PACIFIC SECURITIES, INC.

BD
CRD#: 21986
CARLSBAD, CA
Past

January 4, 1996 - August 14, 1996

MUTUAL SERVICE CORPORATION

BD
CRD#: 4806
BOSTON, MA
Past

November 20, 1981 - October 27, 1995

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

November 20, 1981 - October 27, 1995

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(4/12/2024)
RR
California
(5/9/2023)
RR
New York
(4/16/2024)
RR
Utah
(9/15/2023)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/23/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/13/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/9/2023
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/20/1985
General Securities Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 12/12/1984
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 11/16/1981
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/14/2000
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

GP
GREAT POINT CAPITAL LLC
GREAT POINT CAPITAL LLC | MAVERICK BROKERAGE LLC | GREAT POINT TRADING LLC

CRD#: 114203 / SEC#: , 8-53402

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Mailing Address
200 West Jackson Blvd. Suite 1000, Chicago, IL 60606
Phone number
(312) 356-4405
Established
Delaware since 08/17/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GREAT POINT TRADING LLCMEMBER
DEBELL, GLENN TOWNSENDCCO, SROP, AMLCO2407360
MENGIN, GABRIEL JPRESIDENT5067401
PETERS, ROBERT WILLIAMFINOP1704577

Disclosures

Regulatory Event11

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

GREAT POINT CAPITAL LLC

CRD#: 114203Chicago, IL 60606

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