Judith L. Bollinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Lee Bollinger, who also goes by Judith Lee Comeau, Judith Comeau, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1981. Judith had worked at 4 firms and has passed the Series 16 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2000 - September 23, 2013
ABG SUNDAL COLLIER INC.
August 21, 1998 - September 1, 1999
CREDIT SUISSE SECURITIES (USA) LLC
May 23, 1996 - May 19, 1997
JANUS HENDERSON DISTRIBUTORS US LLC
October 23, 1981 - August 15, 1995
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ABG SUNDAL COLLIER INC.
CRD#: 30605 / SEC#: , 8-44768
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
