John A. Blakezuniga

VANGUARD CAPITAL

Irvine, CA 92614

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CRD#: 1014886

Professional summary

John Amador Blakezuniga, who also goes by John Anthony Blake, John A Zuniga, is a registered financial advisor currently at VANGUARD CAPITAL located in Irvine, California.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. John has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 5, Series 7, Series 24 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Anthony Blake | John A Zuniga

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PAYDAY LOAN LLC - NON-INVESTMENT RELATED; 46% STOCK HOLDER NO ACTIVE DUTIES; // 800AARDVARK.COM - OWNER - MARKETING 1-800 NUMBER - 0% OF TIME TO THIS ACTIVITY AS BUSINESS IS DORMANT// Clarity Consulting International LLC - Sole owner, managing member; affiliation started Feb 2016; 30 - 50 hours per month; Consulting services to Payday Loan regarding general business strategy, real estate leasing, pawn activities, payday loan activities and personnel management //

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Amador Blakezuniga's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 21, 2016 - Present

VANGUARD CAPITAL

Office #1: 2030 Main Street 13th Floor, Irvine, CA 92614

RIA

CRD#: 285052

Irvine, CA

Past

June 21, 2007 - September 14, 2011

SECTOR LOGIC, LP

RIA

CRD#: 143470

LOS ALAMITOS, CA

Past

June 15, 2007 - September 14, 2011

AMERICAN STRATEGIC CAPITAL

RIA

CRD#: 138144

LOS ALAMITOS, CA

Past

August 8, 2006 - December 31, 2016

VANGUARD CAPITAL

RIA

CRD#: 22081

IRVINE, CA

Past

February 7, 1999 - December 31, 2016

VANGUARD CAPITAL

CRD#: 22081

IRVINE, CA

Past

July 31, 1993 - February 1, 1999

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

March 5, 1993 - July 31, 1993

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

January 12, 1984 - April 15, 1987

PRUDENTIAL-BACHE CAPITAL FUNDING PUERTO RICO INC.

CRD#: 8450

Past

December 12, 1983 - February 25, 1993

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

October 31, 1981 - December 9, 1983

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANGUARD CAPITAL

VANGUARD CAPITAL | VANGUARD CAPITAL WEALTH ADVISORS, LLC

CRD#: 285052 / SEC#: 801-108419

RIA

Registered Investment Advisory firm - (10/27/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/24/1994

Futures Managed Funds Examination

General Industry/Product Exam

Series 5

Date: 11/9/1981

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 10/17/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/23/1999

General Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 6/8/1999

Registered Options Principal Examination

Current Firm

VANGUARD CAPITAL

VANGUARD CAPITAL | VANGUARD CAPITAL WEALTH ADVISORS, LLC

CRD#: 285052 / SEC#: 801-108419

RIA

Registered Investment Advisory firm - (10/27/2016 Approved)

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Contact information

Main Address

999 18 St Suite 3000, Denver, CO 80202

Mailing Address

Phone number

(844) 861-7504

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2A BROCHURE (3/19/2025)

Regulatory assets under management

Total Number of Accounts	403
AUM (Assets Under Management)	$ 171,298,998

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John A. Blakezuniga

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Amador Blakezuniga's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECTOR LOGIC, LP

AMERICAN STRATEGIC CAPITAL

VANGUARD CAPITAL

VANGUARD CAPITAL

CITIGROUP GLOBAL MARKETS INC.

LEHMAN BROTHERS INC.

PRUDENTIAL-BACHE CAPITAL FUNDING PUERTO RICO INC.

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

VANGUARD CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/1994

Series 63

Date: 11/1/1982

SIE

Date: 12/31/2016

Series 31

Date: 6/24/1994

Series 5

Date: 11/9/1981

Series 7

Date: 10/17/1981

Series 24

Date: 6/23/1999

Series 4

Date: 6/8/1999

Current Firm

VANGUARD CAPITAL

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VANGUARD CAPITAL

TRUST BUT VERIFY

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