George H. Brown
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Holt Brown was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1982. George had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2016 - November 22, 2024
SILVER LEAF PARTNERS, LLC
October 3, 2014 - May 14, 2015
CLG INVESTMENT COMPANY, INC.
December 21, 2010 - October 11, 2012
MAXIM GROUP LLC
August 11, 2008 - December 20, 2010
DINOSAUR FINANCIAL GROUP, L.L.C
November 16, 2005 - September 22, 2006
HAPOALIM SECURITIES USA, INC.
June 9, 2003 - August 4, 2005
CANTOR FITZGERALD & CO.
October 9, 1997 - September 19, 2002
COMMERZ MARKETS LLC
February 12, 1996 - March 21, 1997
SBC WARBURG DILLON READ INC.
July 6, 1995 - January 30, 1996
UBS CAPITAL MARKETS L.P.
July 23, 1982 - February 2, 1994
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SILVER LEAF PARTNERS, LLC
CRD#: 126694 / SEC#: , 8-65902
Contact information
FINRA licenses (50 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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