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Paul Bradley Holmquist

CRD# 1014864·Registered 1981 - 1994
Previously Registered: Being a previously registered professional could mean that Paul is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Paul Bradley Holmquist was a registered financial advisor. Paul was a previously registered financial professional and started their career in finance 1981 - 1994. Paul had worked at 8 firms and has passed the Series 63, Series 7, Series 24 and Series 27 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

41 years in the financial services industry

Current & Past Employments

MATHEWS, HOLMQUIST & ASSOCIATES, INC.·CRD# 22171
BD
May 8, 1990 - June 7, 1994
M. H. NOVICK & CO., INC.·CRD# 6293
BD
October 4, 1989 - April 30, 1990
HAYNE, MILLER FINANCIAL, INC.·CRD# 13849
BD
Minneapolis, MN
September 18, 1989 - October 3, 1989
HAYNE, MILLER & SWEARINGEN, INC.·CRD# 14479
BD
November 30, 1988 - September 18, 1989
KIMBRIDGE & CO., INC.·CRD# 15631
BD
February 25, 1987 - December 12, 1988
MORGAN STANLEY DW INC.·CRD# 7556
BD
July 13, 1982 - February 23, 1983
FIRST UNITED SECURITIES CORPORATION·CRD# 10286
BD
June 24, 1982 - July 7, 1982
ALSTEAD, DEMPSEY & COMPANY, INCORPORATED·CRD# 4046
BD
November 17, 1981 - July 6, 1982

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Current Firm

MH
MATHEWS, HOLMQUIST & ASSOCIATES, INC.

BYRON SECURITIES INC. | NATURAL RESOURCE INVESTMENTS | MATHEWS, HOLMQUIST & ASSOCIATES, INC.

CRD#: 22171 / SEC#: 8-39589
BD
Revoked by SEC on 06/08/1995

Contact Information

Established

Colorado since 12/26/1989

Firm Type

Corporation

Fiscal Year End

December

Documents

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1988About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1988About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Oct 1988About the Series 24 exam

Series 27 — Financial and Operations Principal Examination

Passed Feb 1987About the Series 27 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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