Joseph P. Curtis
Professional summary
Joseph Patch Curtis is a registered financial advisor currently at RESOLVE FINANCIAL, LLC located in Walnut Creek, California.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Joseph has worked at 9 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Patch Curtis's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 25, 2017 - Present
RESOLVE FINANCIAL, LLC
April 16, 2007 - April 13, 2009
RESOLVE FINANCIAL, LLC
April 28, 2006 - November 29, 2006
BB&R WEALTH MANAGEMENT, INC.
January 13, 2005 - February 24, 2006
BB&R WEALTH MANAGEMENT, INC.
February 15, 2002 - April 9, 2003
1717 CAPITAL MANAGEMENT COMPANY
October 12, 2001 - April 9, 2003
1717 CAPITAL MANAGEMENT COMPANY
August 27, 1998 - March 6, 2001
OSAIC WEALTH, INC.
March 1, 1996 - November 4, 1997
MML INVESTORS SERVICES, LLC
June 7, 1991 - March 1, 1996
G. R. PHELPS & CO., INC.
March 2, 1989 - June 10, 1991
MONARCH SECURITIES, INC.
January 30, 1987 - March 14, 1989
AMERICAN INVESTORS COMPANY
October 27, 1983 - January 29, 1987
LPL FINANCIAL LLC
December 4, 1981 - June 22, 1984
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/25/2017)
Exams
Current Firm
RESOLVE FINANCIAL, LLC
CRD#: 142792 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 55 |
| AUM (Assets Under Management) | $ 15,813,312 |
Red Flags
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