David W. Polstra
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Warren Polstra, CFP®, CIMA®, who also goes by Dave Polstra, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1981. David had worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1986
Experience
January 2, 1998 - December 31, 2022
CI BRIGHTWORTH PRIVATE WEALTH
May 20, 1997 - January 4, 2000
FSC SECURITIES CORPORATION
May 8, 1985 - May 29, 1997
PPA INVESTMENTS, INC.
November 17, 1981 - June 4, 1985
WZW FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CI BRIGHTWORTH PRIVATE WEALTH
CRD#: 109569 / SEC#: 801-57003
Contact information
Regulatory assets under management
| Total Number of Accounts | 7,498 |
| AUM (Assets Under Management) | $ 5,364,746,988 |
Red Flags
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