Michael S. Blackwell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Sidney Blackwell, who also goes by Michael Sidney Backwell, was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1984. Michael had worked at 8 firms and has passed the Series 65, Series 63, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 2005 - April 27, 2006
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
October 29, 2002 - November 18, 2005
USALLIANZ SECURITIES, INC.
April 24, 2002 - November 18, 2005
USALLIANZ SECURITIES, INC.
April 12, 2002 - April 17, 2002
WORLD GROUP SECURITIES, INC.
June 28, 1996 - April 12, 2002
WMA SECURITIES, INC.
December 2, 1994 - August 26, 1996
UNITED SECURITIES ALLIANCE, INC.
December 24, 1992 - March 31, 1995
SENTRA SECURITIES CORPORATION
February 14, 1992 - December 31, 1992
PLANNED INVESTMENTS INC.
July 12, 1984 - April 25, 1991
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
