Sam Ogrizovich

MODERN WEALTH MANAGEMENT

Orland Park, IL 60467

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CRD#: 1014708

Professional summary

Sam Ogrizovich, CFP® is a registered financial advisor currently at MODERN WEALTH MANAGEMENT, LLC located in Orland Park, Illinois.

Sam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1981. Sam has worked at 7 firms and has passed the Series 63, Series 7, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OBA: INSURANCE LICENSE ADDRESS OF OBA: 10709 W. 159TH STREET, ORLAND PARK, IL. 60467 NATURE: INSURANCE INVESTMENT RELATED: YES RELATIONSHIP WITH OBA: LICENSEE DUTIES: OVERSIGHT OF EXISTING LIFE INSURANCE AND VARIABLE ANNUITIES. START DATE: 05/15/1976 APPROX. NUMBER OF HOURS/MONTH: 5.0 APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 5.0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam Ogrizovich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1985

Experience

Current

April 25, 2025 - Present

MODERN WEALTH MANAGEMENT, LLC

Office #1: 10709 W. 159th Street, Orland Park, IL 60467

RIA

CRD#: 324624

Orland Park, IL

Past

March 28, 2005 - April 26, 2013

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

ORLAND PARK, IL

Past

March 18, 2005 - March 28, 2005

CAMBRIDGE INVESTMENT RESEARCH, INC.

RIA

CRD#: 39543

ORLAND PARK, IL

Past

March 18, 2005 - April 26, 2013

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

ORLAND PARK, IL

Past

October 18, 1997 - September 25, 2025

OFM WEALTH

RIA

CRD#: 123091

ORLAND PARK, IL

Past

April 4, 1995 - March 18, 2005

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

ORLAND PARK, IL

Past

May 17, 1984 - March 18, 2005

CETERA WEALTH SERVICES, LLC

CRD#: 13572

EL SEGUNDO, CA

Past

August 24, 1983 - June 1, 1984

FSC SECURITIES CORPORATION

CRD#: 7461

Past

November 3, 1981 - August 24, 1983

ENTERPRISE FUND DISTRIBUTORS, INC.

CRD#: 883

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/25/2025)

IAR

Texas
(4/25/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 11/4/1982

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/19/1981

General Securities Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/11/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/30/1986

General Securities Principal Examination

Current Firm

MODERN WEALTH MANAGEMENT, LLC

MODERN WEALTH MANAGEMENT, LLC | PUBLIC SAFETY FINANCIAL | PETSO FINANCIAL, A DIVISION OF MODERN WEALTH MANAGEMENT, LLC

CRD#: 324624 / SEC#: 801-127231

RIA

Registered Investment Advisory firm - (5/2/2023 Approved)

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Contact information

Main Address

13550 W 95th St., Lenexa, KS 66227

Mailing Address

Phone number

(913) 393-1000

Established

Firm type

Fiscal year end

# of Employees

150

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MARCH 2025 ADV 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	18,823
AUM (Assets Under Management)	$ 6,148,915,787

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sam Ogrizovich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sam Ogrizovich's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

OFM WEALTH

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

FSC SECURITIES CORPORATION

ENTERPRISE FUND DISTRIBUTORS, INC.

Primary Firm SEC Registration

MODERN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 11/4/1982

Series 7

Date: 9/19/1981

Series 51

Date: 3/11/2003

Series 24

Date: 7/30/1986

Current Firm

MODERN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MODERN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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