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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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JA

James W. Armstrong

Some features on this profile are disabled
CRD#: 1014619
JA

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Warren Armstrong, who also goes by Jim Armstrong, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1982. James had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jim Armstrong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDANT CONTRACTOR WITH BLUE CROSS BLUE SHIELD HEALTH INSURANCE. RENEWALS ONLY. SELL TO EXISITING CLIENTS ONLY AS CALLED UPON, HEALTH INSURANCE ONLY. NO COMMISSIONS PAID. SELL VARIABLE ANNUITIES. LICENSED WITH DH HILL ADVISORS, INC.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 17, 1999 - January 3, 2023

D.H. HILL ADVISORS, INC.

RIA
CRD#: 116324
HOUSTON, TX
Past

February 17, 1999 - January 3, 2023

D.H. HILL SECURITIES, LLLP

BD
CRD#: 41528
SPRING, TX
Past

August 25, 1997 - February 19, 1999

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX
Past

January 4, 1995 - September 3, 1997

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

January 4, 1993 - December 31, 1994

CINCINNATI ANALYSTS, INC.

BD
CRD#: 5478
CINCINNATI, OH
Past

January 23, 1992 - December 31, 1992

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

June 18, 1989 - December 31, 1991

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

June 1, 1987 - June 18, 1989

SOUTHMARK FINANCIAL SERVICES, INC.

BD
CRD#: 6518
Past

July 1, 1986 - June 16, 1987

LCP CAPITAL CORP.

BD
CRD#: 14469
Past

May 26, 1983 - July 8, 1986

CARDELL & ASSOCIATES, INCORPORATED

BD
CRD#: 7700
Past

August 4, 1982 - June 23, 1983

IRG SECURITIES, INC.

BD
CRD#: 4182

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DH
D.H. HILL ADVISORS, INC.
D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA
Registered Investment Advisory firm - (5/2/2019 Approved)
Arizona
Registered Investment Advisory firm - (5/20/2019 Terminated)
California
Registered Investment Advisory firm - (6/19/2019 Terminated)
Colorado
Registered Investment Advisory firm - (5/29/2019 Terminated)
Delaware
Registered Investment Advisory firm - (5/21/2019 Terminated)
Florida
Registered Investment Advisory firm - (5/20/2019 Terminated)
Georgia
Registered Investment Advisory firm - (5/31/2019 Terminated)
Illinois
Registered Investment Advisory firm - (5/2/2019 Terminated)
Iowa
Registered Investment Advisory firm - (5/21/2019 Terminated)
Kansas
Registered Investment Advisory firm - (5/20/2019 Terminated)
Kentucky
Registered Investment Advisory firm - (11/14/2011 Terminated)
Louisiana
Registered Investment Advisory firm - (5/20/2019 Terminated)
Massachusetts
Registered Investment Advisory firm - (5/20/2019 Terminated)
Michigan
Registered Investment Advisory firm - (5/20/2019 Terminated)
Missouri
Registered Investment Advisory firm - (5/20/2019 Terminated)
Nebraska
Registered Investment Advisory firm - (5/28/2019 Terminated)
New Mexico
Registered Investment Advisory firm - (5/20/2019 Terminated)
New York
Registered Investment Advisory firm - (5/20/2019 Terminated)
North Carolina
Registered Investment Advisory firm - (6/6/2019 Terminated)
Ohio
Registered Investment Advisory firm - (5/21/2019 Terminated)
Oklahoma
Registered Investment Advisory firm - (5/20/2019 Terminated)
Rhode Island
Registered Investment Advisory firm - (5/20/2019 Terminated)
South Carolina
Registered Investment Advisory firm - (5/20/2019 Terminated)
Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)
Texas
Registered Investment Advisory firm - (5/20/2019 Terminated)
Virginia
Registered Investment Advisory firm - (5/22/2019 Terminated)
Washington
Registered Investment Advisory firm - (5/27/2019 Terminated)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 1/8/1982
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/17/1982
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/22/1988
General Securities Principal Examination

Current Firm

DH
D.H. HILL ADVISORS, INC.
D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA
Registered Investment Advisory firm - (5/2/2019 Approved)
Arizona
Registered Investment Advisory firm - (5/20/2019 Terminated)
California
Registered Investment Advisory firm - (6/19/2019 Terminated)
Colorado
Registered Investment Advisory firm - (5/29/2019 Terminated)
Delaware
Registered Investment Advisory firm - (5/21/2019 Terminated)
Florida
Registered Investment Advisory firm - (5/20/2019 Terminated)
Georgia
Registered Investment Advisory firm - (5/31/2019 Terminated)
Illinois
Registered Investment Advisory firm - (5/2/2019 Terminated)
Iowa
Registered Investment Advisory firm - (5/21/2019 Terminated)
Kansas
Registered Investment Advisory firm - (5/20/2019 Terminated)
Kentucky
Registered Investment Advisory firm - (11/14/2011 Terminated)
Louisiana
Registered Investment Advisory firm - (5/20/2019 Terminated)
Massachusetts
Registered Investment Advisory firm - (5/20/2019 Terminated)
Michigan
Registered Investment Advisory firm - (5/20/2019 Terminated)
Missouri
Registered Investment Advisory firm - (5/20/2019 Terminated)
Nebraska
Registered Investment Advisory firm - (5/28/2019 Terminated)
New Mexico
Registered Investment Advisory firm - (5/20/2019 Terminated)
New York
Registered Investment Advisory firm - (5/20/2019 Terminated)
North Carolina
Registered Investment Advisory firm - (6/6/2019 Terminated)
Ohio
Registered Investment Advisory firm - (5/21/2019 Terminated)
Oklahoma
Registered Investment Advisory firm - (5/20/2019 Terminated)
Rhode Island
Registered Investment Advisory firm - (5/20/2019 Terminated)
South Carolina
Registered Investment Advisory firm - (5/20/2019 Terminated)
Tennessee
Registered Investment Advisory firm - (5/22/2019 Terminated)
Texas
Registered Investment Advisory firm - (5/20/2019 Terminated)
Virginia
Registered Investment Advisory firm - (5/22/2019 Terminated)
Washington
Registered Investment Advisory firm - (5/27/2019 Terminated)
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Contact information

Main Address
1543 Green Oak Place Suite 100, Kingwood, TX 77339
Mailing Address
1543 Green Oak Place Suite 100, Kingwood, TX 77339
Phone number
(832) 644-1852
Established
Firm type
Fiscal year end
# of Employees
21

SEC notice filing (27 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV 2A: APPENDIX 1- D.H. HILL ADVISORS INC, WRAP BROCHURE (3/27/2025)
FORM ADV 2A: D.H. HILL ADVISORS, INC. DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts953
AUM (Assets Under Management)$ 196,852,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

D.H. HILL ADVISORS, INC.

CRD#: 116324

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