Thomas E. Schaap
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Eugene Schaap was a registered financial advisor .
Thomas is a previously registered financial advisor and started their career in finance in 1981. Thomas had worked at 8 firms and has passed the Series 65, Series 63, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2008 - December 31, 2010
MIDAMERICA FINANCIAL SERVICES, INC.
November 24, 2004 - December 31, 2005
SCHAAP INVESTMENT SERVICES, INC.
December 18, 2003 - December 31, 2003
SCHAAP INVESTMENT SERVICES, INC.
August 15, 2001 - September 18, 2006
MIDAMERICA FINANCIAL SERVICES, INC.
September 18, 2000 - August 16, 2001
WORLD SECURITIES, INC.
June 1, 1995 - September 21, 2000
SECURITIES SERVICE NETWORK, LLC
November 19, 1989 - May 5, 1995
OSAIC WEALTH, INC.
September 7, 1984 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
February 9, 1984 - September 10, 1984
RAYMOND JAMES FINANCIAL SERVICES, INC.
November 17, 1981 - February 1, 1984
PIPER SANDLER & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MIDAMERICA FINANCIAL SERVICES, INC.
CRD#: 47351 / SEC#: , 8-51758
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
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