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Satish B. Survanshi

Some features on this profile are disabled
CRD#: 1014482
SS

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Satish Bhaskar Survanshi, who also goes by Satish Bhaskar Suryawanshi, was a registered financial professional .

Satish is a previously registered financial professional and started their career in finance in 1981. Satish had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Satish Bhaskar Suryawanshi

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 18, 2019 - February 5, 2020

CIC WEALTH, LLC

RIA
CRD#: 290198
ROCKVILLE, MD
Past

November 13, 2017 - June 25, 2019

CIC WEALTH, LLC

RIA
CRD#: 290198
Rockville, MD
Past

November 13, 2017 - June 28, 2019

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
Rockville, MD
Past

January 15, 2010 - November 14, 2017

COMMONWEALTH FINANCIAL NETWORK

RIA
CRD#: 8032
OWINGS MILLS, MD
Past

January 15, 2010 - November 14, 2017

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
OWINGS MILLS, MD
Past

June 1, 2009 - January 27, 2010

MORGAN STANLEY

RIA
CRD#: 149777
WASHINGTON, DC
Past

June 1, 2009 - January 27, 2010

MORGAN STANLEY

BD
CRD#: 149777
WASHINGTON, DC
Past

February 21, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
WASHINGTON, DC
Past

February 21, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
WASHINGTON, DC
Past

April 15, 1994 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

RIA
CRD#: 6555
WASHINGTON, DC
Past

November 3, 1987 - February 21, 2006

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

October 30, 1987 - November 4, 1987

LEGG MASON MASTEN INC.

BD
CRD#: 2
Past

November 17, 1981 - October 30, 1987

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 6/11/1993
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 12/1/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/17/1981
General Securities Representative Examination

Current Firm

CW
CIC WEALTH, LLC
ALCHEMY FINANCIAL, LLC | INTENTIONAL WEALTH PARTNERS | CIC WEALTH, LLC

CRD#: 290198 / SEC#: 801-111990

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Contact information

Main Address
1101 Wootton Parkway Suite 980, Rockville, MD 20852
Mailing Address
Phone number
(301) 816-4683
Established
Firm type
Fiscal year end
# of Employees
16

Documents

Latest Form ADV

Part 2 Brochures

Regulatory assets under management

Total Number of Accounts2,144
AUM (Assets Under Management)$ 658,821,740

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CIC WEALTH, LLC

CRD#: 290198

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