Herbert Voss Jr.
Professional summary
Herbert Voss Jr. was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Herbert is a previously registered financial professional and started their career in finance in 1982. Prior to being barred, Herbert had worked at 9 firms, which includes STOCKCROSS FINANCIAL SERVICES INC., UBS FINANCIAL SERVICES INC., TD AMERITRADE INC., KENNEDY CABOT & CO., PROFESSIONAL BROKERAGE SERVICES INC., INVESTORS CENTER INC., DONALD & CO. SECURITIES INC., J. ALEXANDER SECURITIES INC., PRUDENTIAL EQUITY GROUP LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 7, 2009 - May 30, 2018
STOCKCROSS FINANCIAL SERVICES, INC.
July 6, 2009 - May 30, 2018
STOCKCROSS FINANCIAL SERVICES, INC.
October 13, 1999 - July 23, 2009
UBS FINANCIAL SERVICES INC.
November 13, 1998 - July 23, 2009
UBS FINANCIAL SERVICES INC.
November 7, 1997 - November 3, 1998
TD AMERITRADE, INC.
August 22, 1989 - November 7, 1997
KENNEDY, CABOT & CO.
December 23, 1988 - November 7, 1997
KENNEDY, CABOT & CO.
July 22, 1987 - November 9, 1987
PROFESSIONAL BROKERAGE SERVICES INC.
November 4, 1985 - August 4, 1986
INVESTORS CENTER, INC.
October 30, 1985 - November 21, 1985
DONALD & CO. SECURITIES INC.
October 31, 1984 - November 25, 1985
J. ALEXANDER SECURITIES, INC.
October 13, 1983 - July 26, 1984
KENNEDY, CABOT & CO.
March 30, 1982 - January 31, 1983
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STOCKCROSS FINANCIAL SERVICES, INC.
CRD#: 6670 / SEC#: 801-69705, 8-17758
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GEBBIA, JOHN MICHAEL | DIRECTOR, EVP | 1866455 |
| GEBBIA, RICHARD SAL | CEO, PRESIDENT, DIRECTOR | 2348552 |
| MURIEL SIEBERT & CO., INC. | OWNER | 5376 |
| COLOMBINO, MICHAEL JONATHAN | CFO; TREASURER | 4871852 |
| DIPIPPO, ALBERT FRANCIS | ROSFP | 726636 |
| LOGUE, DANIEL PATRICK | CHIEF COMPLIANCE OFFICER; AMLCO | 1501135 |
| SCHEBECE, GREGORY CHARLES | EXECUTIVE VICE PRESIDENT, COO | 1498632 |
| SHANKMAN, CRAIG MICHAEL | DIRECTOR OF TECHNOLOGY | |
| TASSELL, MATTHEW ERIC | DIRECTOR OF CORPORATE SERVICES | |
| ZABATTA, CHARLES ANTHONY SR | OWNER |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 2 |
Red Flags
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