Charles G. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Garrett Williams, who also goes by C Garrett Williams, Gary Williams, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1981. Charles had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2007 - December 31, 2013
D.G. CAPITAL MANAGEMENT
March 31, 2003 - March 11, 2004
CITCO MUTUAL FUND DISTRIBUTORS, INC.
June 30, 1997 - August 28, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
December 14, 1988 - December 31, 1996
MSI FINANCIAL SERVICES, INC.
November 15, 1981 - December 31, 1996
METROPOLITAN LIFE INSURANCE COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
D.G. CAPITAL MANAGEMENT
CRD#: 119283 / SEC#: 801-61576
Contact information
Red Flags
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