James W. Scheib
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James William Scheib, who also goes by Jim Scheib, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1982. James had worked at 9 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 17, 2015 - December 31, 2019
THE O.N. EQUITY SALES COMPANY
March 21, 2006 - November 17, 2015
SPC
January 20, 2006 - November 17, 2015
SIGMA FINANCIAL CORPORATION
March 31, 2003 - January 23, 2006
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
October 15, 1993 - January 24, 1995
VOYA FINANCIAL PARTNERS, LLC
April 22, 1986 - March 31, 2003
CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.
October 9, 1984 - May 28, 1986
NEW ENGLAND SECURITIES
June 19, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
February 17, 1982 - October 11, 1984
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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