Michele M. Mantz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michele Marie Mantz, who also goes by Michele Marie Glynn, was a registered financial professional .
Michele is a previously registered financial professional and started their career in finance in 1981. Michele had worked at 10 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2010 - May 30, 2025
MANTZ, MICHELE M
January 1, 2008 - November 4, 2009
WELLS FARGO CLEARING SERVICES, LLC
September 15, 1999 - January 3, 2008
A. G. EDWARDS & SONS, INC.
November 10, 1998 - November 19, 1999
TIGER INVESTMENT GROUP, INC.
March 1, 1998 - November 9, 1998
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
November 29, 1994 - March 3, 1998
UBS FINANCIAL SERVICES INC.
November 17, 1989 - December 3, 1994
PRUDENTIAL EQUITY GROUP, LLC
February 24, 1988 - November 6, 1989
LEHMAN BROTHERS INC.
August 19, 1985 - November 6, 1989
LEHMAN BROTHERS INC.
December 27, 1984 - September 3, 1985
A. G. EDWARDS & SONS, INC.
January 3, 1983 - October 26, 1984
MOSELEY SECURITIES CORPORATION
November 26, 1981 - December 20, 1982
ANTAEUS CAPITAL, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MANTZ, MICHELE M
CRD#: 152759 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 3 |
| AUM (Assets Under Management) | $ 1,500,000 |
Red Flags
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