Paul N. Silberberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul N/a Silberberg, who also goes by Paul Silberberg, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1981. Paul had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2010 - July 15, 2021
CMS FUND ADVISERS, LLC
December 2, 2002 - December 7, 2010
CMS FUND ADVISERS, INC.
February 3, 1988 - March 22, 1991
MUTUAL SERVICE CORPORATION
October 6, 1981 - May 26, 2017
CMS INVESTMENT RESOURCES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CMS FUND ADVISERS, LLC
CRD#: 154682 / SEC#: 801-71900
Contact information
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 814,325 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/29/2024 | ||
| 10/20/2023 | ||
| 01/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
