Richard L. Deney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Lee Deney, who also goes by Richard Lee Deneui, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1992. Richard had worked at 5 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 21, 2015 - January 30, 2026
GLOBAL LEISURE PARTNERS, LLC
June 23, 2014 - September 9, 2015
HEADWATERS BD, LLC
June 5, 2012 - April 2, 2014
ROTH CAPITAL PARTNERS, LLC
October 25, 2004 - June 6, 2012
NEEDHAM & COMPANY, LLC
August 17, 1992 - January 26, 1995
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
GLOBAL LEISURE PARTNERS, LLC
CRD#: 134435 / SEC#: , 8-66837
Contact information
FINRA licenses (32 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GLOBAL LEISURE PARTNERS LLP | SHAREHOLDER/MEMBER | |
| DENEY, RICHARD LEE | PRINCIPAL/ELECTED MANAGER | 1014351 |
| HARMS, LINDSAY NEGREANN MRS | DIRECTOR /MANAGING MEMBER | |
| HARMS, MARK WILLIAM BRUCE | CCO/AMLCO/MANAGING MEMBER | 1731456 |
| HARMS, MARK WILLIAM BRUCE | CEO/ DIRECTOR/MANAGING MEMBER | 1731456 |
| SPALEVIC, MAJA | FINOP/CFO/ ELECTED MANAGER | 5985299 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
