Lawrence J. Olewinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence John Olewinski was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1981. Lawrence had worked at 9 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2018 - May 31, 2022
INVESTMENT PLANNERS, INC.
September 16, 2008 - January 3, 2017
M. RAMSEY KING SECURITIES, INC.
March 31, 2006 - September 8, 2008
MELVIN SECURITIES, L.L.C.
September 4, 2003 - March 21, 2006
SII INVESTMENTS, INC.
May 6, 1999 - October 12, 2001
FORESIDE FUNDS DISTRIBUTORS LLC
August 15, 1996 - March 19, 1999
NYLIFE SECURITIES LLC
September 29, 1995 - July 2, 1996
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
May 2, 1990 - October 16, 1995
SEI INVESTMENTS DISTRIBUTION CO.
November 17, 1981 - April 23, 1990
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 8
Date: 4/4/1985
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
INVESTMENT PLANNERS, INC.
CRD#: 18557 / SEC#: , 8-35642
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
