AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MM

Michael Anthony Mcintyre

CRD# 1014332·Registered 1981 - 2012
Barred: Michael Anthony Mcintyre was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Anthony Mcintyre was a registered financial advisor. Michael was a previously registered financial advisor and started their career in finance 1981 - 2012. Michael had worked at 4 firms and has passed the Series 66, Series 63, Series 15, Series 3 and Series 7 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

45 years in the financial services industry

Current & Past Employments

CROWELL, WEEDON & CO.·CRD# 193
RIA
Pasadena, CA
April 19, 2010 - July 24, 2012
CROWELL, WEEDON & CO.·CRD# 193
BD
Pasadena, CA
February 3, 2010 - July 24, 2012
MORGAN STANLEY·CRD# 149777
RIA
Valencia, CA
June 1, 2009 - January 19, 2010
MORGAN STANLEY·CRD# 149777
BD
Valencia, CA
June 1, 2009 - January 19, 2010
MORGAN STANLEY & CO. LLC·CRD# 8209
RIA
Valencia, CA
April 2, 2007 - June 1, 2009
MORGAN STANLEY & CO. LLC·CRD# 8209
BD
Valencia, CA
April 2, 2007 - June 1, 2009
MORGAN STANLEY DW INC.·CRD# 7556
RIA
Valencia, CA
July 8, 1997 - April 2, 2007
MORGAN STANLEY DW INC.·CRD# 7556
BD
Valencia, CA
November 27, 1981 - April 2, 2007

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

CW
CROWELL, WEEDON & CO.

CROWELL, WEEDON & CO.

CRD#: 193 / SEC#: 801-67246, 8-3710
BD
Terminated by SEC on 02/07/2014

Contact Information

Established

California since 01/18/1932

Firm Type

Partnership

Fiscal Year End

April

Documents

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (7/29/2013)

Direct owners and executive officers

NamePositionCRD#
AMES, RALPH HERBERTGENERAL PARTNER4399
BELLESILES, JACQUES ERNESTGENERAL PARTNER17599
BLAND, DAVID LEEGENERAL PARTNER1099854
CARLSON, RODNEY CHARLESGENERAL PARTNER2285986
CHRISTOPHER, DOUGLAS ANDREAGENERAL PARTNER1995432
COUNCIL, WILLIAM MICHAELGENERAL PARTNER848504
CRONK, JAMES LEEGENERAL PARTNER/COO1104799
CROWELL, ANDREW EDWARDGENERAL PARTNER/CEO1288101
CROWELL, DONALD WARREN JRGENERAL PARTNER1320520
DOUD, CHARLES OREILLYGENERAL PARTNER70836
DOUD, THOMAS JOSEPHGENERAL PARTNER2758142
DOUGHERTY, JAMES WEAVERGENERAL PARTNER1620921
DOYEL, DENNIS MICHAELGENERAL PARTNER1789529
FUNG, EDDIE SHUGENERAL PARTNER2622816
GINSBERG, KLINDT EMILGENERAL PARTNER1846752
GRIFFIN, ALAN MILESGENERAL PARTNER853835
GROSSMAN, ALAN JAYGENERAL PARTNER1225441
HALES, JOHN MORRISGENERAL PARTNER233868
HARRIS, ROBERT CARROLLGENERAL PARTNER1083781
HASSAN, ROBERT HARRISGENERAL PARTNER833059
HOOD, THOMAS JAMESGENERAL PARTNER1297995
JACKSON, STEVEN CHARLESGENERAL PARTNER1358825
KARANTONIS, ANTONIOSGENERAL PARTNER / CFO2331154
KRUGER, JAMES ROYGENERAL PARTNER/CHIEF COMPLIANCE OFFICER1171805
KURATOMI, LINDA KEIKOGENERAL PARTNER1258198
MORITZ, THOMAS ANDREWGENERAL PARTNER1864800
MULLIGAN, STEVEN JAMESGENERAL PARTNER2372962
OLEARY, JOSEPH LENNONGENERAL PARTNER2357537
PAULSON, THEODORE RUSSELLGENERAL PARTNER358333
RAGAN, JAMES DARRELLGENERAL PARTNER1513433
REITNOUER, JOHN FREDERICKGENERAL PARTNER1796658
REITNOUER, LYNN PAULGENERAL PARTNER373927
ROBBINS, KENNETH WILLIAMGENERAL PARTNER2588039
SWANSON, SCOTT MICHAELGENERAL PARTNER2198688
THOMAS, DANIEL SCOTTGENERAL PARTNER2195656
TODD, BLAKE TRAMILLGENERAL PARTNER702561
WEST, THOMAS WESLEYGENERAL PARTNER1162385

Disclosures

Regulatory Event

19

Arbitration

9

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jul 2010About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1981About the Series 63 exam

Series 15 — Foreign Currency Options Examination

Passed Dec 1984

Series 3 — National Commodity Futures Examination

Passed Apr 1983About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1981About the Series 7 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
MM
Follow Michael
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required