Leslie J. Kelly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leslie Jeanne Kelly, AIF®, CFP®, who also goes by Kelly Boyce Auslander, Leslie K Boyce, Leslie Kelly Boyce, was a registered financial professional .
Leslie is a previously registered financial professional and started their career in finance in 1982. Leslie had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1987
Experience
July 15, 2009 - March 5, 2013
FOOTHILL SECURITIES, INC.
June 30, 2009 - September 2, 2016
FOOTHILL SECURITIES, INC.
June 6, 2007 - June 30, 2009
VOYA FINANCIAL ADVISORS, INC.
August 29, 1995 - December 31, 2024
AMERICAN FINANCIAL ADVISORS INC
May 27, 1993 - June 30, 2009
VOYA FINANCIAL ADVISORS, INC.
November 25, 1987 - June 1, 1993
GREEN HILL FINANCIAL SERVICE CORPORATION
July 20, 1983 - December 1, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 3, 1982 - June 6, 1983
GREEN HILL FINANCIAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FOOTHILL SECURITIES, INC.
CRD#: 1027 / SEC#: 801-57293, 8-11117
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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