Albert Scudder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Scudder, who also goes by Albert Scudder Jr, Albert Scudder Jr., was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 1981. Albert had worked at 9 firms and has passed the Series 66, Series 63, Series 7, Series 15, Series 3, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2013 - December 31, 2016
STRATEGIC FINANCIAL
August 3, 2012 - December 31, 2012
STRATEGIC FINANCIAL
March 3, 2006 - December 31, 2008
PRIVATE CONSULTING GROUP, INC.
March 3, 2006 - March 30, 2009
PRIVATE CONSULTING GROUP, INC.
May 5, 2005 - December 31, 2011
STRATEGIC FINANCIAL
January 26, 2005 - March 2, 2006
KESTRA INVESTMENT SERVICES, LLC
February 10, 2003 - March 2, 2006
KESTRA INVESTMENT SERVICES, LLC
October 2, 2001 - February 25, 2003
M HOLDINGS SECURITIES, INC.
October 14, 1998 - May 11, 2001
FISERV INVESTOR SERVICES, INC.
June 4, 1996 - October 4, 1996
NATIONAL CLEARING CORP.
October 7, 1983 - February 3, 1990
BA INVESTMENT SERVICES, INC.
June 4, 1982 - September 15, 1983
E. F. HUTTON & COMPANY INC
December 10, 1981 - February 7, 1982
FIRST JERSEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 15
Date: 11/25/1985
Foreign Currency Options ExaminationCurrent Firm
STRATEGIC FINANCIAL
CRD#: 111475 / SEC#: 801-57542
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
