Terence W. Zawacki
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terence Walter Zawacki, who also goes by Terence Walter Zowacki, was a registered financial professional .
Terence is a previously registered financial professional and started their career in finance in 1981. Terence had worked at 4 firms and has passed the Series 65, Series 7, Series 14, Series 8, Series 53, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 1990 - January 18, 1993
HAMILTON INVESTMENTS, INC.
August 21, 1986 - June 6, 1990
FIRST OHIO SECURITIES COMPANY
July 18, 1984 - October 28, 1985
COLUMBIAN SECURITIES, INC.
December 14, 1981 - August 8, 1984
DOUGHERTY DAWKINS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 8/30/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HAMILTON INVESTMENTS, INC.
CRD#: 821 / SEC#: , 8-1959
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
