Henry I. Pritchatt

Some features on this profile are disabled

CRD#: 1014088

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Henry Ian Pritchatt, CFP® was a registered financial professional .

Henry is a previously registered financial professional and started their career in finance in 1981. Henry had worked at 10 firms and has passed the Series 66, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HI PRITCHATT & ASSOCIATES POSITION: owner NATURE: Income Tax Preparation INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 02/01/1978 ADDRESS: 12773 Forest Hill Blvd., Suite 1205, West Palm Beach FL 33414, United States DESCRIPTION: prepare individual and business tax returns HIP ASSOCIATES INC POSITION: President, 100 percent shareholder NATURE: health and fixed insurance INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/1980 ADDRESS: 12773 Forest Hill Blvd., Suite1205, Wellington FL 33414, United States DESCRIPTION: sale of individual and group health insurance and the servicing of existing fixed insurance business REALTY CONNECT POSITION: Real Estate agent NATURE: Real Estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 07/01/2022 ADDRESS: 1818 Library Street, Suite500, Reston VA 20190, United States DESCRIPTION: Realty sales

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1984

Experience

Past

June 4, 2020 - January 17, 2023

CAPITAL ANALYSTS

RIA

CRD#: 162200

Wellington, FL

Past

June 28, 2017 - January 17, 2023

LINCOLN INVESTMENT

RIA

CRD#: 519

Wellington, FL

Past

January 3, 2017 - January 17, 2023

LINCOLN INVESTMENT

CRD#: 519

Wellington, FL

Past

February 9, 2009 - October 4, 2019

LEGEND ADVISORY, LLC

RIA

CRD#: 104761

WEST PALM BEACH, FL

Past

October 2, 2008 - January 3, 2017

LEGEND EQUITIES CORPORATION

CRD#: 30999

WEST PALM BEACH, FL

Past

October 27, 2000 - October 24, 2008

INVESTACORP ADVISORY SERVICES INC

RIA

CRD#: 109011

WEST PALM BEACH, FL

Past

September 22, 2000 - October 8, 2008

INVESTACORP, INC.

CRD#: 7684

PALM BEACH, FL

Past

April 1, 1991 - September 26, 2000

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

January 12, 1987 - April 1, 1991

PW SECURITIES, INC.

CRD#: 6775

Past

September 19, 1985 - January 29, 1987

PRINCIPAL SECURITIES, INC.

CRD#: 1137

Past

November 26, 1981 - September 27, 1985

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ANALYSTS

CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS

CRD#: 162200 / SEC#: 801-74614

RIA

Registered Investment Advisory firm - (4/17/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/11/2000

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/20/2000

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 11/3/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 11/6/1981

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/9/2002

General Securities Principal Examination

Current Firm

CAPITAL ANALYSTS

CAI ACQUISITION, INC | THE LINCOLN INVESTMENT COMPANIES | CAPITAL ANALYSTS, LLC | CAPITAL ANALYSTS, INC | CAPITAL ANALYSTS

CRD#: 162200 / SEC#: 801-74614

RIA

Registered Investment Advisory firm - (4/17/2012 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232

Mailing Address

Phone number

(800) 242-1421

Established

Firm type

Fiscal year end

# of Employees

739

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL ANALYSTS, LLC FORM ADV PART 2A BROCHURE (8/13/2025)

CAPITAL ANALYSTS, LLC FORM ADV PART 2A APPENDIX I BROCHURE (8/13/2025)

Regulatory assets under management

Total Number of Accounts	26,578
AUM (Assets Under Management)	$ 8,713,202,466

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/28/2024	Cover Page	Report
09/27/2023	Cover Page	Report
03/29/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Henry I. Pritchatt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LINCOLN INVESTMENT

LINCOLN INVESTMENT

LEGEND ADVISORY, LLC

LEGEND EQUITIES CORPORATION

INVESTACORP ADVISORY SERVICES INC

INVESTACORP, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

PW SECURITIES, INC.

PRINCIPAL SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CAPITAL ANALYSTS

State Registrations and Notice Filings

Exams

Series 66

Date: 12/11/2000

SIE

Date: 10/1/2018

Series 7

Date: 11/20/2000

Series 22

Date: 11/3/1986

Series 6

Date: 11/6/1981

Series 24

Date: 10/9/2002

Current Firm

CAPITAL ANALYSTS

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CAPITAL ANALYSTS

TRUST BUT VERIFY

Similar Advisors