Roxanne Helen Kolbe
Professional Summary
Roxanne Helen Kolbe, who also goes by Roxanne Helen Blomendale, Roxanne Blomendale, Roxanne Helen Kolbe, Roxanne Helen Smith Ms., was a registered financial advisor. Roxanne was a previously registered financial professional and started their career in finance 1982 - 2012. Roxanne had worked at 10 firms and has passed the Series 63, Series 7, Series 6, Series 22 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Roxanne Helen Blomendale, Roxanne Blomendale, Roxanne Helen Kolbe, Roxanne Helen Smith Ms.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
45 years in the financial services industry
Current & Past Employments
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Current Firm
OMNIVEST, INC.
Contact Information
Established
Colorado since 01/19/1983Firm Type
CorporationFiscal Year End
MarchDocuments
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Apr 1982About the Series 6 examSeries 22 — Direct Participation Programs Representative Examination
Passed Oct 1981About the Series 22 examSeries 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Mar 1997Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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