John W. Insley

L.O. THOMAS & CO.

Linwood, NJ 08221

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CRD#: 1013970

Professional summary

John Webb Insley JR, who also goes by John Webb Insley, is a registered financial professional currently at L.O. THOMAS & CO. INC. located in Linwood, New Jersey.

John is registered as a RR (Registered Representative) and started their career in finance in 1986. John has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

John Webb Insley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Webb Insley JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2012 - Present

L.O. THOMAS & CO. INC.

Office #1: Linwood Commons-suite A-6 2106 New Road, Linwood, NJ 08221

CRD#: 23657

Linwood, NJ

Past

August 5, 2004 - July 9, 2012

SIGNATOR FINANCIAL SERVICES, INC.

CRD#: 19061

BERLIN, MD

Past

December 17, 2003 - July 9, 2004

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

January 21, 2000 - December 31, 2003

USALLIANZ SECURITIES, INC.

CRD#: 40875

MINNEAPOLIS, MN

Past

January 14, 1999 - July 27, 1999

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

January 20, 1997 - December 31, 1998

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

April 15, 1996 - December 31, 1996

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

March 7, 1996 - April 25, 1996

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

December 12, 1990 - December 31, 1995

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

OAKDALE, MN

Past

October 10, 1986 - December 17, 1990

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Delaware
(11/8/2012)

Florida
(3/27/2014)

Georgia
(3/26/2014)

Maryland
(7/9/2012)

Oregon
(4/18/2025)

Exams

State Security Law Exam

Series 63

Date: 11/7/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/8/1986

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

L.O. THOMAS & CO. INC.

L.O. THOMAS & CO. | L.O. THOMAS & CO. INC.

CRD#: 23657 / SEC#: , 8-40875

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

Linwood Commons-suite A-6 2106 New Road, Linwood, NJ 08221

Mailing Address

Linwood Commmons-suite A-6 2106 New Road Po Box 293, Linwood, NJ 08221

Phone number

(609) 927-4044

Established

New Jersey since 03/01/1996

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (22 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
RISLEY, JOHN WESLEY JR	PRESIDENT, FINOP, CEO,CCO	844622

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John W. Insley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view John Webb Insley JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

SIGNATOR FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

USALLIANZ SECURITIES, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

VOYA FINANCIAL ADVISORS, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

OSAIC FS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/7/2012

SIE

Date: 10/1/2018

Series 6

Date: 10/8/1986

FINRA

Current Firm

L.O. THOMAS & CO. INC.

Contact information

FINRA licenses (22 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

L.O. THOMAS & CO. INC.

TRUST BUT VERIFY

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