Barbara E. Doty
Professional summary
Barbara Elisabeth Doty, who also goes by Barbara Doty Dwyer, is a registered financial advisor currently at MAJORITY ASSET MANAGEMENT, INC. located in Sag Harbor, New York.
Barbara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Barbara has worked at 3 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Barbara Elisabeth Doty's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2019 - Present
MAJORITY ASSET MANAGEMENT, INC.
August 9, 1989 - July 28, 1992
KIDDER, PEABODY & CO. INCORPORATED
July 20, 1983 - April 18, 1989
ALEX. BROWN & SONS INCORPORATED
Primary Firm SEC Registration
MAJORITY ASSET MANAGEMENT, INC.
CRD#: 110891 / SEC#: 801-57151
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/13/2019)
(5/25/2021)
Exams
Current Firm
MAJORITY ASSET MANAGEMENT, INC.
CRD#: 110891 / SEC#: 801-57151
Contact information
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28 |
| AUM (Assets Under Management) | $ 34,836,091 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/01/2025 | ||
| 07/11/2024 | ||
| 11/14/2023 | ||
| 12/07/2022 |
Red Flags
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