John F. Gettler Jr

ITRUST ASSET MANAGEMENT

Lexington, KY 40502

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CRD#: 1013865

Professional summary

John Francis Gettler Jr, who also goes by Frank Gettler Jr, Frank Gettler, John Francis Gettler Jr, John Francis (jr) Gettler, John Frank Gettler Jr, is a registered financial advisor currently at ITRUST ASSET MANAGEMENT, LLC located in Lexington, Kentucky and LPL FINANCIAL LLC located in Lexington, Kentucky.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. John has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 5 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Frank Gettler Jr | Frank Gettler | John Francis Gettler Jr | John Francis (jr) Gettler | John Frank Gettler Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 5/22/2012: REGISTERED INVESTMENT ADVISOR - ITRUSTASSETMANAGEMENT - FINANCIAL PLANNING, ASSET MANAGEMENT, PORTFOLIO MANAGEMENT - (HYBRID) ITRUSTASSETMANAGEMENT - TIME SPENT 50% - LEXINGTON, KY. 2. 1/8/2013: NON-VARIABLE INSURANCE - JOHN GETTLER - INDEPENDENT INSURANCE AGENT - TIME SPENT 2% - LEXINGTON, KY. 3. 1/16/2013: DBA ONLY - ITRUST ASSET MANAGEMENT, LLC - LEXINGTON, KY

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Gettler Jr's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2023 - Present

ITRUST ASSET MANAGEMENT, LLC

Office #1: 3320 Tates Creek Road Suite 100, Lexington, KY 40502

RIA

CRD#: 164193

Lexington, KY

Current

May 8, 2012 - Present

LPL FINANCIAL LLC

Office #1: 3320 Tates Creek Road, Ste 100, Lexington, KY 40502

RIA

CRD#: 6413

Lexington, KY

Past

January 17, 2023 - April 5, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

LEXINGTON, KY

Past

May 23, 2012 - December 31, 2022

ITRUST ASSET MANAGEMENT, LLC

RIA

CRD#: 164193

LEXINGTON, KY

Past

May 8, 2012 - May 22, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

LEXINGTON, KY

Past

March 22, 2004 - May 7, 2012

MORGAN KEEGAN & COMPANY, LLC

RIA

CRD#: 4161

LEXINGTON, KY

Past

April 25, 1994 - May 7, 2012

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

LEXINGTON, KY

Past

November 6, 1981 - April 29, 1994

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

LOUISVILLE, KY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ITRUST ASSET MANAGEMENT, LLC

CRD#: 164193 / SEC#: 801-115048

RIA

Registered Investment Advisory firm - (4/23/2019 Approved)

Kentucky

Registered Investment Advisory firm - (6/6/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (5/29/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/29/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/5/2021)

Florida
(5/8/2012)

Georgia
(5/8/2012)

Kansas
(5/8/2012)

Kentucky
(5/8/2012)

IAR

Kentucky
(3/7/2023)

Louisiana
(5/8/2012)

IAR

Louisiana
(3/13/2023)

Massachusetts
(5/8/2012)

North Carolina
(5/8/2012)

Ohio
(5/8/2012)

South Carolina
(5/8/2012)

Tennessee
(5/8/2012)

Virginia
(12/4/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/2/1981

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/21/2001

Futures Managed Funds Examination

General Industry/Product Exam

Series 5

Date: 3/24/1982

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 10/17/1981

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ITRUST ASSET MANAGEMENT, LLC

CRD#: 164193 / SEC#: 801-115048

RIA

Registered Investment Advisory firm - (4/23/2019 Approved)

Kentucky

Registered Investment Advisory firm - (6/6/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (5/29/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/29/2019 Terminated)

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Contact information

Main Address

3320 Tates Creek Road Suite 100, Lexington, KY 40502

Mailing Address

Phone number

(859) 425-1222

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (3/6/2025)

ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/6/2025)

ADV PART 2B BROCHURE SUPPLEMENT - GETTLER (3/6/2025)

ADV PART 2B BROCHURE SUPPLEMENT - STRICKLIN (3/6/2025)

ADV PART 2B BROCHURE SUPPLEMENT - CONNER (3/6/2025)

Regulatory assets under management

Total Number of Accounts	433
AUM (Assets Under Management)	$ 174,273,862

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John F. Gettler Jr

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Francis Gettler Jr's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

ITRUST ASSET MANAGEMENT, LLC

LPL FINANCIAL LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

Primary Firm SEC Registration

ITRUST ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/6/1996

Series 63

Date: 11/2/1981

SIE

Date: 10/1/2018

Series 31

Date: 6/21/2001

Series 5

Date: 3/24/1982

Series 7

Date: 10/17/1981

FINRA

Current Firm

ITRUST ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ITRUST ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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