Alfred J. Feronti

AMFG WEALTH MANAGEMENT LLC

Westlake, OH 44145

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CRD#: 1013847

Professional summary

Alfred James Feronti, who also goes by Al Feronti, is a registered financial advisor currently at AMFG WEALTH MANAGEMENT LLC located in Westlake, Ohio.

Alfred is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1982. Alfred has worked at 18 firms and has passed the Series 63, Series 65, SIE, Series 6, Series 7, Series 22 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Al Feronti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

A & M FINANCIAL GROUP INC. 24500 CENTER RIDGE RD, SUITE 220 WESTLAKE, OH 44145 FERONTI OWNS 100% OF A & M FINANCIAL GROUP INC. THE COMPANY IS INVOLVED IN THE SALE & SERVICE OF FIXED INSURANCE PRODUCTS ACTS AS A SOLICITOR OF HAZARD & SIEGEL ADVISORY SERVICES LLC DEWITT NY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfred James Feronti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 19, 2018 - Present

AMFG WEALTH MANAGEMENT LLC

Office #1: 924 Westpoint Parkway Suite 100, Westlake, OH 44145

RIA

CRD#: 292160

Westlake, OH

Past

July 17, 2017 - March 26, 2018

SAGEGUARD WEALTH MANAGEMENT, INC.

RIA

CRD#: 158748

WESTLAKE, OH

Past

March 14, 2016 - July 13, 2017

HAZARD & SIEGEL ADVISORY SERVICES LLC

RIA

CRD#: 151462

WESTLAKE, OH

Past

August 9, 2012 - July 13, 2017

HAZARD & SIEGEL, INC.

CRD#: 2048

WESTLAKE, OH

Past

January 16, 2008 - December 31, 2010

WORLD CAPITAL ADVISORS, LLC

RIA

CRD#: 135941

WESTLAKE, OH

Past

October 15, 2004 - June 1, 2007

GWN SECURITIES INC.

RIA

CRD#: 128929

WESTLAKE, OH

Past

October 8, 2004 - June 1, 2007

GWN SECURITIES INC.

CRD#: 128929

WESTLAKE, OH

Past

December 11, 2003 - January 16, 2004

LEGEND EQUITIES CORPORATION

CRD#: 30999

PALM BEACH GARDENS, FL

Past

January 2, 2002 - October 15, 2004

BRECEK & YOUNG ADVISORS, INC.

RIA

CRD#: 40395

WESTLAKE, OH

Past

March 6, 2001 - October 15, 2004

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

FOLSOM, CA

Past

October 13, 1998 - March 6, 2001

DONAHUE SECURITIES, INC.

CRD#: 24330

CINCINNATI, OH

Past

October 6, 1997 - September 11, 1998

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

April 9, 1997 - October 6, 1997

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

December 17, 1996 - April 10, 1997

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

March 26, 1992 - December 12, 1996

BUCKHEAD FINANCIAL CORPORATION

CRD#: 18398

Past

October 10, 1990 - January 22, 1992

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

January 29, 1990 - October 12, 1990

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

October 9, 1986 - January 30, 1990

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

July 3, 1986 - August 7, 1986

CONSECO FINANCIAL SERVICES, INC.

CRD#: 629

Past

October 24, 1983 - July 3, 1986

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

CRD#: 3461

Past

April 26, 1982 - December 20, 1982

NEW ENGLAND SECURITIES

CRD#: 615

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/24/2025)

IAR

Ohio
(3/19/2018)

IAR

Pennsylvania
(2/7/2025)

IAR

South Carolina
(12/20/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/12/2017

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/11/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 7/13/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 4/23/2010

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 10/17/1994

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 2/25/1987

Direct Participation Programs Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/15/1995

General Securities Principal Examination

Current Firm

AMFG WEALTH MANAGEMENT LLC

CRD#: 292160 / SEC#:

Florida

Registered Investment Advisory firm - (9/24/2025 Approved)

Ohio

Registered Investment Advisory firm - (3/16/2018 Approved)

Pennsylvania

Registered Investment Advisory firm - (2/7/2025 Approved)

South Carolina

Registered Investment Advisory firm - (12/20/2022 Approved)

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Contact information

Main Address

924 Westpoint Parkway Suite 100, Westlake, OH 44145

Mailing Address

924 Westpoint Parkway Suite 100, Westlake, OH 44145

Phone number

(440) 249-0397

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	633
AUM (Assets Under Management)	$ 44,156,527

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alfred J. Feronti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alfred James Feronti's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGEGUARD WEALTH MANAGEMENT, INC.

HAZARD & SIEGEL ADVISORY SERVICES LLC

HAZARD & SIEGEL, INC.

WORLD CAPITAL ADVISORS, LLC

GWN SECURITIES INC.

GWN SECURITIES INC.

LEGEND EQUITIES CORPORATION

BRECEK & YOUNG ADVISORS, INC.

BRECEK & YOUNG ADVISORS, INC.

DONAHUE SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

COMMONWEALTH FINANCIAL NETWORK

IFG NETWORK SECURITIES, INC.

BUCKHEAD FINANCIAL CORPORATION

MML INVESTORS SERVICES, LLC

WALNUT STREET SECURITIES, INC.

NEW ENGLAND SECURITIES

CONSECO FINANCIAL SERVICES, INC.

SOUTHWESTERN MANAGEMENT & RESEARCH CORPORATION

NEW ENGLAND SECURITIES

State Registrations and Notice Filings

Exams

Series 63

Date: 5/12/2017

Series 65

Date: 1/11/2016

SIE

Date: 7/13/2017

Series 6

Date: 4/23/2010

Series 7

Date: 10/17/1994

Series 22

Date: 2/25/1987

Series 24

Date: 9/15/1995

Current Firm

AMFG WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AMFG WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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